Compliance & Risk
Explore Other Finance and Compliance Topics:
Compliance & Risk: The Executive Challenge
Compliance & Risk ensures daily operations align with regulatory and internal policies while proactively identifying and mitigating risks. It strengthens governance, promotes transparency, and reduces exposure. The payoff: faster cash, fewer losses, stronger margins, and a stronger reputation.
But when compliance and risk fail, it’s usually because:
- Fragmented visibility: No single view means risks hide in blind spots.
- Disconnected rules: Policies aren’t embedded, so intent rarely matches action.
- Hidden exceptions: Off-standard processes drive risk but stay unseen.
- Delayed response: Manual checks and unclear ownership slow action.
- Inconsistent standards: Global policies don’t scale smoothly across regions.
How FUTUROOT Delivers
Just like a dashboard warning lets you pull over before the engine blows, process mining catches compliance issues early—while they’re still easy and cheap to fix.
FUTUROOT is your compliance dashboard, monitoring every process in real time, warning before small problems become costly failures, and keeping a complete audit trail for when regulators call.
FUTUROOT turns opaque workflows into transparent, data-driven insights, detecting deviations, validating controls, and proving compliance in real time. Its digital twin of your processes makes compliance not just documented but enforced—reducing risk, preventing fraud, and strengthening audit readiness.
FUTUROOT makes this real by:
Flow and timing checks
We test flow, timing (SLA), segregation of duties (four-eyes), and data thresholds directly against event logs. This process spots breaches that single-system views miss, and it provides your Policy Violation Rate and Conformance Rate.
Real-time alerts
Breaches trigger real-time alerts to a named owner with a playbook. Predictive scoring helps prioritise risk. This directly measures and improves your Time to Detect & Resolve.
Audit-ready evidence packs
Every step is time-stamped and tied to the rule that triggered it , producing audit-ready packs with one click. This provides continuous assurance for g all three lines and helps you achieve Audit-Ready Evidence.
SoD / Four-Eyes Violations
By measuring conflicting roles or single-user approvals, FUTUROOT tackles the highest fraud/regulatory risks, providing the fastest path to fewer findings
Where it shows up in practice:
| Compliance Stage | What FUTUROOT Surfaces (live) | KPI Impact |
|---|---|---|
| Policy Design & Governance | Deviations and candidate rules by frequency and value-at-risk. | Conformance Rate ↑ |
| Control Implementation | Coverage of control touchpoints; SoD/authority-limit gaps; bypass paths. | Control Failure Rate ↓, % Automated Controls ↑ |
| Monitoring & Detection | Real-time/near-real-time violations, SLA risks, delayed or skipped controls. | Detection Lag ↓, Time to Resolve ↓ |
| Exception Handling | Recurring exception clusters with root causes by user/vendor/BU/system. | Policy Violation Rate ↓, Rework ↓ |
| Risk Assessment | Frequency × impact scoring; trend heatmaps across geos/teams/systems. | Variant Risk Index ↓, Focus on highest risk ↑ |
| Assurance & Evidence | End-to-end, time-stamped trails with rule IDs; one-click evidence packs. | Audit-Ready Evidence ↑, Audit Prep Time ↓, Findings ↓ |
Related Resources
blog
Process Intelligence: The Modern CFO’s Tool for Smarter Finance and Risk Control
Today’s CFOs face a perfect storm of geopolitical instability, inflation, and complex regulations, where traditional tools like spreadsheets and BI dashboards reveal past issues but cannot predict or explain emerging risks.
case study
Driving Fact-Based ERP Harmonisation After a Major Acquisition
A global power solutions manufacturer faced inconsistent processes after a major acquisition. FUTUROOT used process mining on Oracle and SAP systems to reveal inefficiencies and best practices, enabling a data-driven ERP consolidation strategy.